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Federal
Register Notices > Rules - 200 8
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Combat Methamphetamine Epidemic Act of 2005: Fee for Self-
Certification for Regulated Sellers of Scheduled Listed Chemical
Products
8
FR Doc E8-30800[Federal Register: December 29, 2008 (Volume
73, Number 249)] [Rules and Regulations] [Page 79318-79324] From
the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr29de08-10]
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
21 CFR Part 1314
[Docket No. DEA-298F] RIN 1117-AB13
Combat Methamphetamine Epidemic Act of 2005: Fee for Self-
Certification for Regulated Sellers of Scheduled Listed Chemical
Products
AGENCY: Drug Enforcement Administration (DEA), Department of
Justice.
ACTION: Final rule.
SUMMARY: To comply with the requirement of the Controlled
Substances Act that fees be set at a level to ensure the
recovery of the full costs of operating the various aspects of
the Diversion Control Program, this Final Rule establishes an
annual self-certification fee for certain "regulated sellers,''
that is, persons and entities selling scheduled listed chemical
products at retail locations who are required to self-certify
with DEA relative to compliance with certain requirements of the
Combat Methamphetamine Epidemic Act of 2005 (CMEA). This Final
Rule establishes the annual self-certification fee for regulated
sellers who are not DEA pharmacy registrants.
DATES: Effective Date: February 1, 2009. The new fee will be
in effect for all new applications electronically sent on or
after the effective date and for all renewal applications
electronically sent on or after the effective date.
FOR FURTHER INFORMATION CONTACT: Mark W. Caverly, Chief,
Liaison and Policy Section, Office of Diversion Control, Drug
Enforcement Administration, 8701 Morrissette Drive, Springfield,
VA 22152; Telephone (202) 307-7297.
SUPPLEMENTARY INFORMATION:
[[Page 79319]]
I. Background and Statutory Authority
The Drug Enforcement Administration (DEA) implements the
Comprehensive Drug Abuse Prevention and Control Act of 1970,
often referred to as the Controlled Substances Act (CSA) and the
Controlled Substances Import and Export Act (21
U.S.C. 801-971),
as amended. DEA publishes the implementing regulations for these
statutes in Title 21 of the Code of Federal Regulations (CFR),
Parts 1300 to 1399. These regulations are designed to ensure
that there is a sufficient supply of controlled substances for
legitimate medical, scientific, research, and industrial
purposes and to deter the diversion of controlled substances to
illegal purposes. The CSA mandates that DEA establish a closed
system of control for manufacturing, distributing, and
dispensing controlled substances. Any person who manufactures,
distributes, dispenses, imports, exports, or conducts research
or chemical analysis with controlled substances must register
with DEA (unless exempt) and comply with the applicable
requirements for the activity. The CSA as amended also requires
DEA to regulate the manufacture and distribution of chemicals
that may be used to manufacture controlled substances illegally.
Listed chemicals that are classified as List I chemicals are
important to the manufacture of controlled substances. Those
classified as List II chemicals may be used to manufacture
controlled substances.
On March 9, 2006, the President signed the Combat
Methamphetamine Epidemic Act of 2005 (CMEA), which is Title VII
of the USA PATRIOT Improvement and Reauthorization Act of 2005
(Pub. L. 109-177). The CMEA amends the CSA to change the
regulations for selling nonprescription products that contain
ephedrine, pseudoephedrine, phenylpropanolamine, their salts,
optical isomers, and salts of optical isomers. DEA implemented
the retail provisions of CMEA through an Interim Final Rule
entitled "Retail Sales of Scheduled Listed Chemical Products;
Self- Certification of Regulated Sellers of Scheduled Listed
Chemical Products'' published in the Federal Register September
26, 2006 (71 FR 56008; corrected at 71 FR 60609, October 13,
2006). In that Interim Final Rule, DEA extensively discussed its
intent to issue a rulemaking to establish the certification fee
for regulated sellers of scheduled listed chemical products and
the methodology for calculating fees (see specifically 71 FR
56013-56015, September 26, 2006; corrected at 71 FR 60609,
October 13, 2006). To this end, DEA published a Notice of
Proposed Rulemaking proposing self-certification fees for
regulated sellers selling scheduled listed chemical products at
retail on October 1, 2007 (72 FR 55712). This rulemaking
finalizes that Notice of Proposed Rulemaking.
Section 886a of the CSA defines the Diversion Control Program
as "the controlled substance and chemical diversion control
activities of the Drug Enforcement Administration,'' which are
further defined as the "activities related to the registration
and control of the manufacture, distribution and dispensing,
importation and exportation of controlled substances and listed
chemicals.'' The CSA also states that reimbursements from the
Diversion Control Fee Account " * * * shall be made without
distinguishing between expenses related to controlled substances
activities and expenses related to chemical activities.'' [Pub.
L. 108-447 Consolidated Appropriations Act of 2005]
In addition, Section 111(b)(3) of the Departments of
Commerce, Justice, and State, the Judiciary, and Related
Agencies Appropriations Act of 1993 (Pub. L. 102-395), codified
at 21 U.S.C.
886a(3), requires that "fees charged by the Drug
Enforcement Administration under its diversion control program
shall be set at a level that ensures the recovery of the full
costs of operating the various aspects of that program.''
CMEA implements new requirements governing the sale of
scheduled listed chemical products, defined as nonprescription
drug products containing ephedrine, pseudoephedrine, or
phenylpropanolamine. As part of these requirements, CMEA
requires certification for all regulated sellers of scheduled
listed chemical products, defining regulated seller to mean a
retail distributor (including a pharmacy and mobile retail
vendors). The CMEA requires that on and after September 30,
2006, a regulated seller or any of its employees must not sell
scheduled listed chemical products unless it has certified to
DEA, through DEA's Web site. The certification requires the
regulated seller to confirm the following:
- Its employees who will be engaged in the sale of scheduled
listed chemical products have undergone training regarding
provisions of CMEA.
- Records of the training are maintained.
- Without regard to the number of transactions, a regulated
seller may not in a single calendar day sell any purchaser more
than 3.6 grams of ephedrine base, 3.6 grams of pseudoephedrine
base, or 3.6 grams of phenylpropanolamine base in scheduled
listed chemical products. (A mobile retail vendor may not in any
30-day period sell an individual purchaser more than 7.5 grams
ephedrine base, 7.5 grams pseudoephedrine base, or 7.5 grams
phenylpropanolamine base.)
- Nonliquid forms are packaged as required.
- Scheduled listed chemical products are stored behind the
counter or in a locked cabinet.
- A written or electronic logbook containing the required
information on sales of scheduled listed chemical products is
maintained.
- The logbook information will be disclosed only to Federal,
State, or local law enforcement and only to ensure compliance
with Title 21 of the United States Code or to facilitate a
product recall.
The regulated seller must train its employees and certify
before either the seller or individual employees may sell
scheduled listed chemical products. The certification is subject
to the provisions of 18 U.S.C. 1001. A regulated seller who
knowingly or willfully certifies to facts that are not true is
subject to fines and imprisonment.
The CMEA also exempts retail distributors from registration
requirements under the CSA; however, in practice, retail
distributors have not previously registered with DEA because
they limited their sales to below threshold quantities and to
products sold in blister packs.
On October 1, 2007, DEA published a Notice of Proposed
Rulemaking outlining the calculations for the proposed fee and
compliance requirements for the self-certification fee (72 FR
55712).
II. Comments Received
Following publication of the October 1, 2007, Notice of
Proposed Rulemaking, DEA received seven comments. Comments
generally supported DEA's proposed certification fee approach
and methodology and DEA's exemption of regulated sellers of
scheduled listed chemical products who already maintain an
active DEA registration as a pharmacy to dispense controlled
substances. Five of the comments were from pharmaceutical
associations; one comment was from a large chain pharmacy, and
one comment was from an individual.
Fee and fee structure: Commenters generally supported DEA's
proposed fee of $16 to self-certify and supported DEA's
calculation of this fee based on the overall program costs. One
commenter noted that this methodology
[[Page 79320]]
distributes the program costs to all sellers. Several
commenters noted that the fee did not represent a burdensome
amount. DEA agrees that the $16 proposed fee, finalized at $21,
will not constitute a financial burden on regulated sellers and
adds that businesses for which the self-certification fee would
have been a barrier have stopped carrying the products due to
other compliance costs associated with CMEA. Several commenters
specifically noted their opposition to calculating the
self-certification fee based on business size or overall volume
of sales. Commenters questioned whether DEA had the statutory
authority to collect such information, and noted that such
collection would be administratively intensive, thereby further
increasing fees charged. DEA also notes that it does not have
the statutory authority or resources to be investigating these
business details of regulated sellers. One commenter, who noted
that it did not believe that DEA has this statutory authority to
collect such information, also added that even if DEA had the
statutory authority to collect the type of information necessary
to enable this type of fee structure, it believed that the
administrative burden of collecting this information would force
an increase in self-certification fees to cover such
administrative costs. The commenter therefore opposed this
methodology on both grounds.
Fee exemption for registrants registered to dispense
controlled substances: All seven commenters supported the fee
exemption for regulated sellers who already maintain an annual
registration to dispense controlled substances, i.e., a pharmacy
registration. In the Notice of Proposed Rulemaking, DEA
described the fee exemption for this group of registrants who
already pay an annual fee or annual fee equivalent to support
the operations of the Diversion Control Program.
Harmonization of registration and self-certification: Related
to these comments, five commenters requested that DEA harmonize
the self- certification and annual registration/reregistration
process. Currently the majority of DEA
registrants--practitioners (which includes pharmacies)--renew
their registration with DEA every three years and pay a
three-year fee to support the operations of the Diversion
Control Program. DEA periodically recalculates the fee schedule
for all registrants to ensure compliance with the statutory
requirement that the full costs of operating the various aspects
of the Diversion Control Program are supported through
registration fees. Because self- certification occurs annually
and registration of practitioners, including pharmacies, occurs
every three years, there is no way to combine these two
processes. That is, because the time frames are not concurrent,
DEA cannot harmonize the renewal of self-certification and
registration/reregistration for pharmacies at this time. DEA has
made every effort to provide as much harmonization as possible
by permitting those pharmacies who register with DEA through the
chain registration process to also self-certify using that
process. Furthermore, when requested by individual registrants,
DEA has endeavored to allow the self-certification to expire in
the same month, but not necessarily the same year, as the DEA
registration.
DEA is considering whether to revise the time period for
registration of practitioners (for example, requiring
registration on an annual basis). If DEA pursues this course of
action, it will publish a separate rulemaking requesting public
comment on such a change.
Reminder of self-certification requirement: One commenter
suggested that DEA develop an annual outreach program to remind
regulated sellers of their annual self-certification
requirement. Because self- certification is a certification by
the regulated seller of compliance with the requirements of CMEA,
DEA believes that it is the responsibility of the regulated
seller to obtain and maintain their self-certification in good
standing. Congress indicated in CMEA that self-certification is
the responsibility of the regulated seller and strictly limited
DEA involvement in the self-certification process (21 U.S.C.
830(e)(1)(B)(iii)).
Signature of self-certification: In the Notice of Proposed
Rulemaking DEA noted that it had previously requested comments
regarding who should be authorized to sign the
self-certification for the regulated seller, given that the
person must be in a position to confirm all the
self-certification requirements listed above. Two commenters
responded to the request. Both commenters suggested that the
manager of the regulated seller be authorized to sign the self-
certification for the regulated seller. DEA appreciates these
responses and will address this specific issue in a separate
rulemaking, as this Final Rule is intended only to address the
self-certification fee and not other aspects of the
self-certification process.
Waiver of self-certification fee for distributors of List I
chemicals: One commenter requested that DEA consider waiving the
self- certification fee for entities that own both distributors
of List I chemicals and retailers of controlled substances
(e.g., non-pharmacy retailers). DEA proposed the waiver of the
self-certification fee for retail pharmacies who already
maintain a registration with DEA because the retail sale of
scheduled listed chemical products is essentially the same
activity as dispensing (that is, sale at retail) of controlled
substances. Thus it makes sense to exempt this category of
registered regulated sellers because the activities are in fact
similar. However, the distribution of List I chemicals at the
non-retail level is not a similar activity to retail dispensing
or sales to individual purchasers. DEA also notes that
self-certification is only required for retail (not wholesale)
distributors of scheduled listed chemical products. If, as the
commenter claimed, there are entities that distribute List I
chemical products and sell such products at the retail level,
then even prior to enactment of CMEA such entities would have
been required to maintain two separate registrations--one as a
retail distributor and one as a non-retail distributor.
Accordingly, the self-certification fee is not waived for
non-retail distributors of List I chemicals.
Enforcement costs: Finally, one commenter observed that the
calculation of the self-certification fee in the Notice of
Proposed Rulemaking did not include any enforcement costs,
adding that this omission was "astonishingly optimistic'' and
suggesting that DEA include a small amount of anticipated
enforcement costs to the overall fee calculation, and that doing
so "still would not make it burdensome.'' As DEA noted in the
Notice of Proposed Rulemaking, the self-certification fee
included in this Final Rule does not include DEA activities
associated with enforcement and judicial proceedings. CMEA gives
DEA the authority to prohibit a regulated seller from selling
scheduled listed chemical products for certain violations of
CMEA. Following such an order, the affected regulated seller is
entitled to an administrative hearing (if requested in a timely
manner). While the costs of these enforcement activities and the
subsequent proceedings must be supported through fees pursuant
to the statutory requirements previously described above,
because DEA is uncertain of the resources required and the
likely costs of these activities, these costs are not reflected
in the self-certification fee contained in this Final Rule. Once
DEA is able to determine the
[[Page 79321]]
frequency of use of these tools and their associated costs,
these costs will be recovered through fees associated with
self-certification as established in future rulemakings.
III. Self-Certification Fee
DEA considers the self-certification requirements of the CMEA
to fall within the legal definition of controlled substance and
chemical diversion control activities as governed by section
886a of the CSA (see above). Accordingly, these activities fall
under the general operation of the Diversion Control Program and
are subject to the requirements of the Appropriations Act of
1993 that mandates that fees charged shall be set at a level
that ensures the recovery of the full costs of operating the
various aspects of the Diversion Control Program. The
self-certification requirements of CMEA fall under these "various aspects.'' Therefore, by this Final Rule DEA will
charge a fee for each self-certification to comply with these
statutory requirements and ensure that the full costs of
operating the Diversion Control Program are covered by fees as
required by law.
The fee for certification will be applied to all associated
costs, including the initial one-time costs of setting up the
certification program, Web site, and programmatic
infrastructure, as well as ongoing costs associated with the
provision of certifications, call center support, maintenance of
the self-certification system, printing costs for certificates
that regulated sellers cannot print, financial management, and
other related costs. DEA has established a program to train its
employees to provide information regarding, and accept,
certifications and must establish the infrastructure necessary
for the program. Required systems include creation of history,
renewal cycles, investigative tools, business validation rules,
and development and maintenance of the self-certification Web
site.
As discussed previously, other DEA activities associated with
self- certification and compliance with CMEA include enforcement
and judicial proceedings. CMEA gives DEA the authority to
prohibit a regulated seller from selling scheduled listed
chemical products for certain violations of CMEA. If DEA issues
an order to a regulated seller prohibiting that regulated seller
from selling scheduled listed chemical products, the regulated
seller is entitled to an administrative hearing if the seller
files a timely request for a hearing. The costs of these
enforcement activities and the subsequent proceedings must be
supported through fees pursuant to the above described statutory
requirements. However, these costs are not reflected in the
self-certification fees contained in this rulemaking, as DEA is
uncertain of their utilization. Once DEA is able to determine
the frequency of use of these tools and their associated costs,
these costs will be recovered through fees associated with
self-certification as established in future rulemakings.
Regulated sellers submit a certification online via the DEA
self- certification Web site and will pay a fee by credit card
at the time of each certification. DEA calculated this fee based
on estimated set-up costs in Fiscal Year 2006 ($93,369) and
Fiscal Years 2007 and 2008 operating and maintenance costs
($1,338,484 and $808,643, respectively) totaling $2,240,496, as
shown in Table 1 below. The initial systems development and
set-up costs will not be repeated in subsequent years. Thus, the
total amount to be recovered for Fiscal Years 2006 through 2008
is $2,240,496. Total annual costs associated with operating the
certification process include staff costs, operational and
administrative costs, Web hosting, monitoring and maintenance
costs (including hardware and software maintenance), and annual
inflation adjustments.
To calculate the fee, DEA divided the total costs for Fiscal
Years 2006 through 2008 by the anticipated population of
affected regulated sellers of 55,000. As of October 27, 2008,
53,989 retailers had self- certified that they were in
compliance with the rule. In making the final fee calculation,
DEA doubled the number of self-certified sellers from 55,000 to
110,000 to reflect one self-certification and one renewal by
each person during Fiscal Years 2006-2008, the time period for
which fees were calculated. DEA notes that it has adjusted the
population of regulated sellers to accurately characterize the
current number of persons self-certified with DEA. This
adjustment has resulted in a higher cost per self-certified
location than DEA proposed in the Notice of Proposed Rulemaking.
All costs are shown in the table below for Fiscal Years 2006
through 2008. The self-certification costs reflect the cost per
each self-certification per each facility as required by CMEA.
To minimize administrative and collection burdens, it is
DEA's policy to round all fees up to the nearest dollar when
calculating fees. This is done to ensure that the full cost of
the Diversion Control Program is collected as mandated by
statute. Therefore, the fee for self-certifications will be
$21.00.
Table 1--Self-Certification Costs and Fee Calculation
|
Project detail
|
2006 *
|
2007
|
2008
|
Total cost
|
|
Planning (1)
|
$3,029
|
$36,343
|
$37,002
|
$76,373
|
|
Design, Development, Deployment (2)
|
$43,512
|
$703,863
|
$71,662
|
$819,037
|
|
Call Center, Finance, Mail Room, Printing (3)
|
$35,423
|
$425,075
|
$432,777
|
$893,275
|
|
Maintenance (4)
|
$11,405
|
$173,203
|
$176,341
|
$360,949
|
|
Enhancements (5)
|
|
|
$90,861
|
$90,861
|
|
Total
|
$93,369
|
$1,338,484
|
$808,643
|
$2,240,496
|
|
Population
|
|
55,000
|
55,000
|
|
|
Cost per certification (= total cost/population)
|
|
$26.04
|
14.71 |
20.38 |
* 2006 is only one month of operations.
Planning *
Design, Development, Deployment.
Creation of self-certification system **
Operation support includes:
5 FTE, 3% of their time; 1 D/I 5% of their time.
10% allocation of effort, 2 months planning; 6 months
development; 2 months testing, Q/A, CM, C&A, deployment.
Call center, finance, distribution and printing operations.
** Self-certification system includes creation of history,
renewal cycles, investigative tools, business validation
rules.
[[Page 79322]]
Table 2--Calculation of Fee
|
Cost for FY2006-2008
|
No. estimated to self-certify
|
Self-certification
and one renewal
|
|
Fee for self-certification
|
|
$2,241,000
|
/(55,000
|
* 2)
|
=
$20.38
|
= $21.00
|
All regulated sellers will pay the $21 fee upon annual self-
certification to the DEA with the exception of those regulated
sellers who already maintain an active registration with DEA to
dispense controlled substances, i.e., pharmacy registrants. In
making this exception, as described in further detail in the
Notice of Proposed Rulemaking (72 FR 55712), DEA notes that many
of the regulated sellers affected by the self-certification
requirement already are registered with DEA to dispense
controlled substances and therefore already pay a registration/reregistration
fee to DEA. The CSA requires that all manufacturers, importers,
exporters, distributors and dispensers (e.g., pharmacies) of
controlled substances and List I chemicals obtain an annual
registration with DEA. This process also is under the
administration of the Diversion Control Program. For example,
pharmacies registered with DEA to dispense controlled substances
pay a three-year registration fee of $551 (an annual equivalent
of $184). This annual (or three-year) registration fee supports
the operations of the Diversion Control Program, including
program priorities and field management oversight; coordination
of major investigations; drafting and promulgating of
regulations relating to the enforcement of the CSA and other
legislation; advice and leadership on state legislation/
regulation; legal control of drugs and chemicals not previously
under Federal control; control of imports and exports of licit
controlled substances and chemicals; program resource planning
and allocation, and investigation, inspection, and cooperative
efforts with other law enforcement entities and the regulated
industries, among other activities.
While these existing registrants are required by the CMEA to
self- certify with DEA if selling scheduled listed chemical
products, the self-certification fee will be waived upon
submission of an active DEA pharmacy registration number in good
standing because these registrants already pay an annual fee (or
annual fee equivalent) to support the operations of the
Diversion Control Program.
DEA remains uncertain of the anticipated costs associated
with enforcement activities related to self-certification.
Investigative and other activities designed to ascertain and
ensure compliance with CMEA will require funding in excess of
one-time set-up and maintenance expenses. DEA anticipates
publishing a Notice of Proposed Rulemaking to revise the fee for
self-certification in the near future. That rule will address
costs related to enforcement activities, as well as other
expenses related to self-certification of regulated sellers of
scheduled listed chemical products. As with all fees collected
by DEA, fees collected beyond Fiscal Year 2008, the projected
end of the three- year cycle discussed above, will ensure
recovery of the full costs of the various aspects of the
Diversion Control Program as mandated by statute (21
U.S.C. 886a). Those various aspects of the Diversion Control Program
could include, among other things, costs of enforcement
activities associated with self-certification.
Methodology Regarding Establishment of Fee
CMEA specifically states that a separate certification is
required for each separate location at which scheduled listed
chemical products are sold. As such, mobile retail vendors must
certify for each location at which sales transactions occur,
e.g., a fairground one week, a convention center the next, etc.
Similarly, large corporate chains such as chain pharmacies must
certify for each separate location at which scheduled listed
chemical products are sold. Each location must self- certify for
itself, although DEA has established a process for the
self-certification of pharmacies participating in DEA's chain
pharmacy renewal program.
Additionally, CMEA mandates self-certification for all
regulated sellers irrespective of the extent such entities or
persons handle scheduled listed chemical products. Accordingly,
DEA may not alter the fee structure to account for the extent to
which self-certifiers handle these products, for example
adjusting self-certification fees according to sales volume or
size of establishment. DEA notes, as discussed above, that all
commenters supported this position.
Finally, as referenced earlier in this rulemaking, CMEA
requires that all persons selling scheduled listed chemical
products at retail self-certify to DEA, regardless of whether
those persons are already registered with DEA to handle
controlled substances or List I chemicals.
In its Interim Final Rule establishing self-certification and
other requirements (71 FR 56008, September 26, 2006; corrected
at 71 FR 60609, October 13, 2006), DEA established that
certification must be renewed annually. However, to spread the
population of self-certifiers throughout the year (i.e., to
prevent all persons who are self- certified from continuing to
renew in the month of September every year), DEA in its Interim
Final Rule indicated that it will assign self-certifiers to one
of 12 groups. Each group will have an expiration date that will
be the last day of a month from 12 to 23 months after the
initial filing. The expiration date is contained in each
regulated seller's self-certification certificate. After the
second certification, regulated sellers will be required to
certify annually. Thus, between September 30, 2006, and the end
of Fiscal Year 2008 on September 30, 2008, all self-certifiers
will have initially self- certified and renewed their
certification once, assuming they continue to sell scheduled
listed chemical products at retail. Payment of the
self-certification fee will be completed at the same time as
self- certification.
Regulatory Certifications
Regulatory Flexibility Act
The Acting Administrator hereby certifies that this
rulemaking has been drafted in accordance with the Regulatory
Flexibility Act (5 U.S.C. 601-612), has reviewed this
regulation, and by approving it certifies that this regulation
will not have a significant economic impact on a substantial
number of small entities. As discussed previously, DEA has
adjusted the population of regulated sellers to accurately
characterize the current number of persons self-certified with
DEA. This adjustment has resulted in a higher cost per self-
certified location ($21) than DEA proposed in the Notice of
Proposed Rulemaking ($16).
The Final Rule will affect a substantial number of small
entities, but
[[Page 79323]]
will not have a significant economic impact. The fee is
minimal--$21 a year. The smallest firms potentially covered are
general merchandise stores (NAICS 45299) where the average sales
of the smallest firms are $60,000 a year according to the 2002
Retail Trade-Subject Series of the Economic Census. The smallest
firms in the other sectors (NAICS 44511 (grocery stores), 44512
(convenience stores), 44611 (drug stores), 44711 (gas stations
with convenience stores)), except for discount department stores
(NAICS 452112) and superstores (NAICS 45291), have annual sales
of between $120,000 and $150,000. There are no discount
department stores or superstores with annual sales of less than
$1 million and $5 million, respectively. The annual fee,
therefore, would represent less than 0.05 percent of sales for
the smallest store and generally about 0.01 percent of sales,
which does not impose a significant economic impact.
Executive Order 12866
The Acting Administrator further certifies that this
rulemaking has been drafted in accordance with the principles in
Executive Order 12866 section 1(b). It has been determined that
this is a significant regulatory action. Therefore, this action
has been reviewed by the Office of Management and Budget.
Regulated Sellers. As of October 27, 2008, 53,989 retailers had
self-certified with DEA. Table 3 presents the number of
retailers by sector and indicates whether they have indicated
that they are DEA registrants.
Table 3--Sectors Selling Scheduled Listed Chemical Products
|
NAICS
|
Registrants certified
|
Non-registrants certified
|
|
44511 Grocery stores
|
3,781
|
850
|
|
44611 Pharmacy and drug stores
|
27,678
|
500
|
|
452112 Discount Department Stores
|
1,777
|
25
|
|
45291 Warehouse Clubs and Superstores
|
4,373
|
6
|
|
Subtotal
|
37,609
|
1,381
|
|
44512 Convenience stores
|
3
|
5,499
|
|
44711 Gas Stations with convenience stores
|
0
|
9,020
|
|
45299 All other general merchandise stores
|
9
|
214
|
|
Other
|
42
|
212
|
|
Total
|
37,663
|
16,326
|
Costs/Benefits. As discussed in the previous sections, DEA
has estimated costs of $2,240,496 for Fiscal Years 2006 through
2008 for DEA to establish and support the regulated seller
self-certification program, which CMEA mandates. As required by
law, this cost will be recovered from regulated sellers through
a self-certification fee. As noted in the previous section, the
fee imposes a minimal burden on regulated sellers. CMEA requires
self-certification as a condition of selling these products. The
fee will allow DEA to operate a program needed to permit
regulated sellers to continue offering scheduled listed chemical
products to their customers.
Executive Order 12988
This regulation meets the applicable standards set forth in
Sections 3(a) and 3(b)(2) of Executive Order 12988 Civil Justice
Reform.
Executive Order 13132
This rulemaking does not preempt or modify any provision of
state law; nor does it impose enforcement responsibilities on
any state; nor does it diminish the power of any state to
enforce its own laws. Accordingly, this rulemaking does not have
federalism implications warranting the application of Executive
Order 13132.
Unfunded Mandates Reform Act of 1995
This rule will not result in the expenditure by state, local,
and tribal governments, in the aggregate, or by the private
sector, of $120 million or more (adjusted for inflation) in any
one year, and will not significantly or uniquely affect small
governments. Therefore, no actions were deemed necessary under
the provisions of the Unfunded Mandates Reform Act of 1995.
Congressional Review Act
This rule is not a major rule as defined by section 804 of
the Small Business Regulatory Enforcement Fairness Act
(Congressional Review Act). This rule will not result in an
annual effect on the economy of $100,000,000 or more; a major
increase in costs or prices; or significant adverse effects on
competition, employment, investment, productivity, innovation,
or on the ability of United States-based companies to compete
with foreign-based companies in domestic and export markets.
List of Subjects in 21 CFR Part 1314
Drug traffic control, Reporting and recordkeeping
requirements.
PART 1314--RETAIL SALE OF SCHEDULED LISTED CHEMICAL
PRODUCTS
- 1. The authority citation for Part 1314 is revised to read
as follows:
Authority: 21
U.S.C. 802, 830, 842, 871(b), 875,
877, 886a.
Sec. 1314.42 Self-certification fee; time and method of
fee payment.
(a) A regulated seller must pay a fee for each
self-certification. For each initial application to
self-certify, and for the renewal of each existing
self-certification, a regulated seller shall pay a fee of $21.
(b) The fee for self-certification shall be waived for any
person holding a current, DEA registration in good standing as
a pharmacy to dispense controlled substances.
(c) A regulated seller shall pay the fee at the time of
self- certification.
(d) Payment shall be made by credit card.
(e) The self-certification fee is not refundable.
[[Page 79324]]
December 18, 2008.
Michele M. Leonhart,
Acting Administrator.
[FR Doc. E8-30800 Filed 12-24-08; 8:45 am]
BILLING CODE 4410-09-P
NOTICE: This is an
unofficial version. An official version of these publications may be obtained
directly from the Government Printing Office (GPO).
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